Every custodian requires specific information that pertains to the person acting on the account.  This is standard information that will be needed for all scenarios of opening a new account and engaging with the client.

Mandatory Personal Information:

  • Full Legal Name
  • Date of Birth
  • SSN
  • Legal Home Address
    • This cannot be a PO Box, it must be a residency
  • Cell Phone Number
  • Email
  • Citizenship Information
  • Residency Status
  • Employment Information
  • FINRA Affiliation
  • Director, Board Member, or 10%+

Irrevocable Trusts

  • Title and signature pages of the trust supporting its
    existence
    • Signature must have notary seal present
  • Tax ID of the trust
  • Names and mandatory personal information of all
    grantors
    • If any given grantor is deceased, we need their date
      of death